Complaint Status

“Disclosure with respect to compliance with Annual compliance audit requirement under Regulation 19(3) of SECURITIES AND EXCHANGE BOARD OF INDIA (INVESTMENT ADVISERS) REGULATIONS, 2013 for last and current financial year are as under :

Sr. No.Financial YearCompliance Audit StatusRemarks, If any
1FY 2020-21Conducted 
2FY 2021-22Conducted 
3FY 2022-23Conducted 

Investment advisory – Number of complaints – March 2024

At the beginning of the month Received during the month Resolved during the month Pending at the end of the month Reasons for pendency
0 0 0 0 N/A